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Elsewhere I’ve sung the glories of Turner Classic Movies. Would that the other basic-cable staple, the Fox Movie Channel, were as committed to classic cinema. It’s curious that a studio with a magnificent DVD publishing program (the Ford boxed set, the Murnau/ Borzage one) is so lackluster in its broadcast offerings. Fox was one of the greatest and most distinctive studios, and its vaults harbor many treasures, including glossy program pictures that would still be of interest to historians and fans. Where, for instance, is Caravan (1934), by the émigré director Erik Charell who made The Congress Dances (1931)? Caravan‘s elaborate long takes would be eye candy for Ophuls-besotted cinephiles.

Occasionally, though, the Fox schedulers bring out an unexpected treat, such as the sci-fi musical comedy Just Imagine (1930). Last month, the main attraction for me was The Power and the Glory (1933), directed by William K. Howard from a script by Preston Sturges.

This was an elusive rarity in my salad days. As a teenager I read that it prefigured Citizen Kane, presenting the life of a tycoon in a series of daring flashbacks. I think I first saw it in the late 1960s at a William K. Everson screening at the New School for Social Research. I caught up with it again in 1979, at the Thalia in New York City, on a double bill with The Great McGinty (1940). In my files, along with my scrawls on ring-binder paper, is James Harvey’s brisk program note, which includes lines like this: “One of Sturges’ achievements was to make movies about ordinary people that never ever make us think of the word ‘ordinary.’” I was finally able to look closely at The Power and the Glory while doing research for The Classical Hollywood Cinema (1985). The UCLA archive kindly let me see a 16mm print on a flatbed viewer.

So after a lapse of twenty-eight years I revisited P & G on the Fox channel last month. It does indeed prefigure Kane, but I now realize that for all its innovations it belongs to a rich tradition of flashback movies, and it can be correlated with a shorter-term cycle of them. Rewatching it also teased me to think about flashbacks in general, and to research them a little. You see, I am very fond of what contemporary practitioners like to call broken timelines.

 

A trick, an old story

On our subject for today, the indispensible book, which ought to be brought back into print or archived online, is Maureen Turim’s Flashbacks in Film: Memory and History (Routledge, 1989). We may think of the flashback as a modern technique, but Turim shows that flashbacks have been a mainstay of filmic storytelling since the 1910s.

Although the term flashback can be found as early as 1916, for some years it had multiple meanings. Some 1920s writers used it to refer to any interruption of one strand of action by another. At a horse race, after a shot of the horses, the film might “flash back” to the crowd watching. (See “Jargon of the Studio,” New York Times for 21 October 1923, X5.) In this sense, the term took on the same meaning as then-current terms like “cut-back” and “switch-back.” There was also the connotation of speed, as “flash” was commonly used to denote any short shot.

But around 1920 we also find the term being used in our modern sense. You can find it in popular fiction; one short story has its female protagonist remembering something “in a confused flashback.” F. Scott Fitzgerald writes in The Beautiful and Damned of 1922:

Anthony had a start of memory, so vivid that before his closed eyes there formed a picture, distinct as a flashback on a screen. 

At about the same time writers on theatre start to adopt the term and credit it to film. A historian of drama writes in 1921 of a play that rearranges story order:

The movies had not yet invented the flashback, whereby a thing past may be repeated as a story or a dream in the present.

Within film circles, there were signs of an exasperation with the device. One 1921 writer calls the flashback a “murderous assault on the imagination.” Turim quotes a New York Times review of His Children’s Children (1923):

For once a flash-back, as it is made in this photoplay, is interesting. It was put on to show how the older Kayne came to say his prayers.

In the same year, a critic discusses Elmer Rice’s On Trial, an influential 1911 stage play. Rice employs

a dramatic technique which up to its time was probably unique, though since then the ever recurrent “flash back” of the movies has made the trick an old story.

During the 1930s, although some critics and filmmakers employed older terms like “switch back” and “retrospect,” flashback seems to have become the standard label. It denoted any shot or scene that breaks into present-time action to show us something that happened in the past. It probably speaks to the intuitive and informal nature of filmmaking that writers and directors didn’t feel a need to name a technique that they were using confidently for two decades.

The early flashback films pretty much set the pattern for what would come later. Turim shows that all the sorts we find today have their precedents in the 1910s and 1920s. Adapting her typology a little bit, we can distinguish between character-based flashbacks and “external” ones.

A character-based flashback may be presented as purely subjective, a person’s private memory, as in Letter to Three Wives or The Pawnbroker or Across the Universe. There’s also the flashback that represents one character’s recounting of past events to another character, a sort of visual illustration of what is told. This flashback is often based on testimony in a trial or investigation (Mortal Thoughts, The Usual Suspects), but it may simply involve a conversation, as in Leave Her to Heaven, Titanic, or Slumdog Millionaire. It can also be triggered by a letter or diary, as happens with the doubly-embedded journals in The Prestige.

An alternative is to break with character altogether and present a purely objective or “external” flashback. Here an impersonal narrating authority simply takes us back in time, without justifying the new scene as character memory or as illustration of dialogue. The external flashback is uncommon in classic studio cinema (although see A Man to Remember, 1938) but was common in the 1900s and 1910s and has returned in contemporary cinema. Typically the film begins at a point of crisis before a title appears signaling the shift to an earlier period. Recent examples are Michael Clayton (“Three days earlier”), Iron Man (“36 Hours Before”), and Vantage Point (“23 Minutes Earlier”).

In current movies, flashbacks can fall between these two possibilities. Are the flashbacks in The Good Shepherd the hero’s recollections (cued by him staring blankly into space) or more objective and external, simply juxtaposing his numb, colorless life with the past disintegration of his family? The point would be relevant if we are trying to assess how much self-knowledge he gains across the present-time action of the film.

 

Rationales for the flashback

What purposes does a flashback fulfill? Why would any storyteller want to arrange events out of chronological order? Structurally, the answers come down to our old friends causality and parallelism.

Most obviously, a flashback can explain why one character acts as she or he does. Classic instances would be Hitchcock’s trauma films like Spellbound and Marnie. A flashback can also provide information about events that were suppressed or obscured; this is the usual function of the climactic flashback in a detective story, filling in the gaps in our knowledge of a crime.

By juxtaposing two incidents or characters, flashbacks can enhance parallels as well. The flashbacks in The Godfather Part II are positioned to highlight the contrasts between Michael Corleone’s plotting and his father’s rise to power in the community. Citizen Kane’s flashbacks are famous for juxtaposing events in the hero’s life to bring out ironies or dramatic contrasts.

Of course, flashbacks need not explain or clarify things; they can make things more complicated too. We tend to think of the “lying flashback” as a modern invention (a certain Hitchcock film has become the prototype), but Turim shows that The Goose Woman (1925) and Footloose Widows (1926) did the same thing, although not with the same surprise effect. Kristin points out to me that an even earlier example is The Confession (1920), in which a witness at a trial supplies two different versions of a killing we have already (sort of) seen.

At the limit, flashbacks can block our ability to understand characters and plot actions. This is perhaps best illustrated by Last Year at Marienbad, but the dynamic is already there in Jean Epstein’s La Glace à trois faces (“The Three-Sided Mirror,” 1927).

I argue in Poetics of Cinema that, at bottom, flashbacks are tactics fulfilling a broader strategy: breaking up the story’s chronological order. You can begin the film at a climactic moment; once the viewers are hooked, they will wait for you to move back to set things up. You can create mystery about an event that the plot has skipped over, then answer the question through a flashback. You can establish parallels between past and present that might not emerge so clearly if the events were presented in 1-2-3 order. Consequently, you can justify the switch in time by setting up characters as recalling the past, or as recounting it to others.

Having a character remember or recount the past might seem to make the flashback more “realistic,” but flashbacks usually violate plausibility. Even “subjective” flashbacks usually present objective (and reliable) information. More oddly, both memory-flashbacks and telling-flashbacks usually show things that the character didn’t, and couldn’t, witness.

I don’t suggest that recollections and recountings are merely alibis for time-juggling. They bring other appeals into the storytelling mix, such as allegiance with characters, pretexts for point-of-view experimentation, and so on. Still, the basic purpose of nonchronological plotting, I think, is to pattern information across the film’s unfolding so as to shape our state of knowledge and our emotional response in particular ways. Scene by scene and moment by moment, flashbacks play a role in pricking our curiosity about what came before, promoting suspense about what will happen next, and enhancing surprise at any moment.

 

A trend becomes a tradition

When The Power and the Glory was released in August 1933, it was part of a cycle of flashback films. The Trial of Mary Dugan (1929), The Trial of Vivienne Ware (1932), and other courtroom films rendered testimony in flashbacks. A film might also wedge a brief or extended flashback into an ongoing plot. The most influential instance was probably Smilin’ Through (1931), which is notable for using a crane shot through a garden to link present and past.

Also well-established was the extended insert model. Here we start with a critical situation that triggers a flashback (either subjective or external), and this occupies most of the movie. Digging around, I found these instances, but I haven’t seen all of them; some don’t apparently survive.

• Behind the Door (1919): An old sea salt recalls life in World War I and, back in the present, punishes the man responsible for his wife’s death. A ripoff of Victor Sjöström’s Terje Vigen (1917)?
• An Old Sweetheart of Mine (1923): A husband goes through a trunk in an attic and finds a memento that reminds him of childhood sweetheart. The pair grow up and marry, facing tribulations. At the end, back in the present, she comes to the attic with their kids.
• His Master’s Voice (1925): Rex the dog is welcomed home from the war. An extended flashback shows his heroic service for the cause, and back in the present he is rewarded with a parade.
• Silence (1926): A condemned man explains the events that led up to the crime. Back in the present, on his way to be executed, he is saved.
• Forever After (1926): On a World War I battlefield, a soldier recalls what brought him there.
• The Woman on Trial (1927): A defendant recalls her past.
• The Last Command (1928): One of the most famous flashback films of the period. An old movie extra recalls his life in service of the tsar.
• Mammy (1930): A bum reflects on the circumstances leading him to a life on the road.
• Such is Life (1931): A ghoulish item. A fiendish scientist confronts a young man with the corpse of the woman he loves. A flashback to their romance ensues.
• The Sin of Madelon Claudet (1931; often cablecast on TCM): A young wife bored with her husband is told the story of a neighbor woman who couldn’t settle down.
• Two Seconds (1932): A man about to be executed remembers, in the two seconds before death, what led him here. A more mainstream reworking of a premise of Paul Fejos’s experimental Last Moment (1928), which is evidently lost.

An interesting variant of this format is Beyond Victory, a 1931 RKO release. The plot presents four soldiers on the battlefield, each one recalling his courtship of the woman he loves back home. The principle of assembling flashbacks from several characters was at this point prised free of the courtroom setting, and multiple-viewpoint flashbacks became important for investigation plots like Affairs of a Gentleman (1934), Through Different Eyes (1942), The Grand Central Murder (1942), and of course Citizen Kane, itself a sort of mystery tale.

Why this burst of flashback movies? It’s a good question for research. One place to look would be literary culture. The technique of flashback goes back to Homer, and it recurs throughout the history of both oral and written narrative. Literary modernism, however, made writers highly conscious of the possibility of scrambling the order of events. From middlebrow items like The Bridge of San Luis Rey (1927) to high-cultural works by Dos Passos and Faulkner, elaborate flashbacks became organizing principles for entire novels. It’s likely that Sturges, a Manhattanite of wide literary culture, was keenly aware of this trend.

It’s just as likely that he noticed similar developments in another medium. By 1931, when Katharine Seymour and J. T. W. Martin published How to Write for Radio (New York: Longmans, Green), they could devote considerable discussion to frame stories and flashbacks in radio drama (pp. 115-137). Especially interesting for Sturges’ film, radio programs were letting the voice of the announcer or the storyteller drift in and out of the action that was taking place in the past.

For whatever reasons, the technique became more common. The year 1933 saw several flashback films besides The Power and the Glory. In the didactic exploitation item Suspicious Mothers, a woman recounts her wayward path to redemption. Mr. Broadway offers an extensive embedded story using footage from another film (a common practice in the earliest days). Terror Aboard begins with the discovery of corpses on a foundering yacht, followed by an extensive flashback tracing what led up the calamity. A borderline case is the what-if movie Turn Back the Clock (1933). Ever-annoying Lee Tracy plays a small businessman run down by a car. Under anesthesia, he reimagines his life as it might have been had he married the girl he once courted. Call it a rough draft for the “hypothetical flashbacks” that Resnais was to exploit in his great La Guerre est finie.

The point of this cascade of titles is that in writing The Power and the Glory, Sturges was working with a set of conventions already in wide circulation. His inventiveness stands out in two respects: the handling of voice-over and the ordering of the flashbacks.

Now I’m about to divulge details of The Power and the Glory.

 

Narratage, anyone?

The film begins with what became a commonplace opening gesture of film, fiction, and nonfiction biography: the death of the protagonist. We are at the funeral of Thomas Garner, railroad tycoon. His best friend and assistant Henry slips out of the service. After visiting the company office, Henry returns home. Sitting in the parlor with him, his wife castigates Garner as a wicked man. “It’s a good thing he killed himself.” So we have the classic setup of retrospective suspense: We know the outcome but become curious about what led up to it.

Henry’s defense of Garner launches a series of flashbacks. As a boyhood friend, Henry can take us to three stages of the great man’s life: adolescence, young manhood, and late middle age. Scenes from these time periods are linked by returns to the narrating situation, when Henry’s wife will break in with further criticisms of Garner.

Sturges boasted in a letter to his father: “I have invented an entirely new method of telling stories,” explaining that it combines silent film, sound film, and “the storytelling economy and the richness of characterization of a novel.” At the time, the Paramount publicists trumpeted that the film employed a new storytelling technique labeled narratage, a wedding of “narrating” and “montage.” One publicity item called it “the greatest advance in film entertainment since talking pictures were introduced.” Hyperbole aside, what did Sturges have in mind?

There is evidence that some screenwriters were rethinking their craft after the arrival of sound filming. Exhibit A is Tamar Lane’s book, The New Technique of Screen Writing (McGraw-Hill, 1936). Lane suggests that the talking picture’s promise will be fulfilled best by a “composite” construction blending various media. From the stage comes dialogue technique and sharp compression of action building to a strong climax. From the novel comes a sense of spaciousness, the proliferation of characters, a wider time frame, and multiple lines of action. Cinema contributes its own unique qualities as well, such as the control of tempo and a “pictorial charm” (p. 28) unattainable on the stage or page.

Vague as Lane’s proposal is, it suggests a way to think about the development of Hollywood screenwriting at the time. Many critics and theorists believed that the solution to the problem of talkies was to minimize speech; this is still a common conception of how creative directors dealt with sound. But Lane acknowledged that most films would probably rely on dialogue. The task was to find engaging ways to present it. Several films had already explored some possibilities, the most notorious probably being Strange Interlude (1932). In this MGM prestige product, the soliloquys spoken by characters in O’Neill’s play are rendered as subjective voice-over. The result, unfortunately, creates a broken tempo and overstressed acting. A conversation will halt, and through changes of facial expression the performer signals that what we’re now hearing is purely mental.

The Power and the Glory responds to the challenge of making talk interesting in a more innovative way. For one thing, there is the sheer pervasiveness of the voice-over narration. We’re so used to seeing films in which the voice-over commentary weaves in and out of a scene’s dialogue that we forget that this was once a rarity. Most flashback films in the early sound era had used the voice-over to lead into a past scene, but in The Power and the Glory, Henry describes what we see as we see it.

Most daringly, in one scene Henry’s voice-over substitutes for the dialogue entirely. Young Tom and Sally are striding up a mountainside, and he’s summoning up the nerve to propose marriage. What we hear, however, is Henry at once commenting on the action and speaking the lines spoken by the couple, whose voices are never heard.

This scene, often commented upon by critics then and now, seems have exemplified what Sturges late in life recalled “narratage” to be. Describing that technique in his autobiography, he wrote: “The narrator’s, or author’s, voice spoke the dialogue while the actors only moved their lips” (p. 272).

So one of Sturges’ innovations was to use the voice-over not only to link scenes but to comment on the action as it played out. In her pioneering book Invisible Storytellers: Voice-Over Narration in American Fiction Film (Univesity of California Press, 1988), Sarah Kozloff has argued that the pervasiveness of Henry’s narration has no real precedent in Hollywood, and few successors until 1939 (pp. 31-33). (There’s one successor in Sacha Guitry’s Roman d’un tricheur.) The novelty of the device may have led Sturges and Howard toward redundancies that we find a little labored today. The transitions into the past from the frame story are given rather emphatically, with Henry’s voice-over aided by camera movements that drift away from the couple. (Compare the crisp shifts in Midnight Mary, below.) Henry’s comments during the action are sometimes accentuated by diagonal veils that drift briefly over the shot, as if assuring us that this speech isn’t coming from the scene we see.

The “montage” bit of “narratage” also invokes the idea of a series of sequences guided by the voice-over narrator. The concept might also have encompassed the most famous innovation of The Power and the Glory: Sturges’ decision to make Henry’s flashbacks non-chronological.

Even today, most flashback films adhere to 1-2-3 order in presenting their embedded, past-tense action. But Sturges noticed that in real life people often recount events out of order, backing and filling or free-associating. So he organized The Power and the Glory as a series of blocks. Each block contains several scenes from either boyhood, youth, or middle age. Within each block, the scenes proceed chronologically, but the narration skips around among the blocks.

For example, a block of boyhood scenes gives way to a set showing Garner, now in middle age, ordering around his board of directors. The next cluster of flashbacks returns to Garner’s youth and his courtship of his first wife, Sally. Then we are carried back to his middle age, with scenes showing Garner alienated from Sally and his son Tommy but also attracted to the young woman Eve. And from there we return to Garner’s early married life with Eve.

To keep things straight, Sturges respects chronology along another dimension. Not only do the scenes within each block follow normal order, but the plotlines developing across the three phases of Garner’s life are given 1-2-3 treatment. In one block of flashbacks, we see Tom and Sally courting. When we return to that stage of their lives in another block, they are happily married. The next time we see Garner as a young man, he is improving himself by attending college. The later romance with Eve develops in a similar step-by-step fashion across the blocks devoted to middle age.

A major effect of the shuffling of periods is ironic contrast. Maureen Turim points out that seeing different phases of Garner’s life side by side points up changes and disparities. In his youth, Tom watches the birth of his son with awe; in the next scene, we are reminded what a wastrel young Tommy turned out to be.

The juxtaposition of time frames also nuances character development. As Sally ages, she turns into something of a nag, quarreling with her husband and pampering Tommy. But in the next sequence we see her young, ambitiously pushing Tom to succeed and willing to undergo sacrifice by taking up his job as a railroad track-walker. The next scenes show Tom in class and in a bar while Sally walks the desolate tracks in a blizzard. She has given up a lot for her husband. In the next scene, set in middle age, Garner confesses his love to Eve but says he could never leave Sally, and the juxtaposition with Sally’s solitary track-walking suggests that he recognizes her sacrifice. And in the following scene, when Sally comes to Garner’s office, she admits that she has become disagreeable and asks if they couldn’t take a trip to reignite their love. The juxtaposition of scenes has turned a caricatural shrew into a woman who is a more complex mixture of devotion, disenchantment, and self-awareness.

Other characters aren’t given this degree of shading—Tommy is pretty much a wastrel, Eve a vamp—but another married couple deepens the central parallel. Meek Henry is dominated by his wife, but by the end she is chastened by what she learns of Garner’s real motives. Critic Andy Horton, in his helpful introduction to Sturges’ published screenplay, indicates that this couple adds a note of contentment to what is otherwise a pretty sordid melodrama of adultery and quasi-incest.

The innovative flashbacks and voice-overs are an important part of the film’s appeal, but director William K. Howard supplied some craftsmanship of his own. Particularly striking are some silhouette effects, low angles, and deep-focus compositions that underscore the parallels between Sally’s suicide and Garner’s impending death.

     

The original screenplay suggests that Sturges intended to push his innovations further. About halfway through, he starts to break down the time-blocks. In the script, Sally visits Garner while he’s working on a bridge. The next scene shows their son Tommy already grown and spoiled, being taken back into his father’s good graces. Then the script returns to the bridge, where Sally tells Tom she’s pregnant. The interruption of the bridge scene reminds us of how badly their child turned out.

The script jumps back to the birth of the baby. In the film the birth scene plays out in its entirety, but in the screenplay Sturges cuts it off by the scene (retained in the film) showing Garner’s marriage to Eve. The final moments of the birth scene, when Garner prays (“Thou art the power and the glory”), become in the script the very end of the film. Coming after Tom’s death at the hand of his son, this epilogue is a bitter pill, rendered all the harder to take by providing no return to Henry and his wife.

The greater fragmentation of the second part of the script, along with Garner’s death as a sort of murder-suicide and the failure to return to the narrating frame, is striking. It’s as if Sturges felt he could take more chances, counting on his viewers’ familiarity with current flashback conventions and on his film’s firmly established time-shuttling method. But if, as sources report, Sturges’ script was initially filmed exactly as written, then it seems likely that the film’s June 1933 preview provoked the changes we find in the finished product. “The first half of the picture,” he remarked in a letter, “went magnificently, but the storytelling method was a little too wild for the average audience to grasp and the latter half of the picture went wrong in several spots. We have been busy correcting this and the arguments and conferences have been endless.”

Even the compromised film proved difficult for audiences. Tamar Lane, proponent of the “composite” form suitable for the sound cinema, felt that the “retrospects” in The Power and the Glory were too numerous and protracted. Nonetheless, he praised it for its “radical and original cinema handling” (p.34). That handling rested upon tradition—a tradition that in turn encouraged innovations. Once flashbacks had become solid conventions, Sturges could risk pushing them in fresh directions.

 

Mary remembers

Finally, two more flashy flashback movies from 1933. Some spoilers.

Midnight Mary (MGM, William Wellman) works a twist on the courtroom template. The defendant Mary Martin is introduced jauntily reading a magazine while the prosecutor demands that the jury find her guilty of murder. This also sets up a nice little motif of shots highlighting Loretta Young’s lustrous eyes. The motif pays off with a soft-focus shot of her in jail just before the climax.

     

As the opening scene ends, Mary is led to a clerk’s office to wait for the verdict. There’s an automatic dose of suspense (Will she be found guilty?) but there’s also considerable curiosity: Whom has she killed? How was she caught?

These questions won’t be answered for some time. Lounging in the clerk’s office, Mary runs her eye runs across the annual reports filling his shelves. The flashbacks, which comprise most of the film, are introduced as close-ups of the volumes’ spines—1919, 1923, 1926, 1927, and so on up to the present. They serve as neatly motivated equivalents of those clichéd calendar pages that ripple through montage sequences of the 1930s.

The flashbacks are motivated as subjective; Mary doesn’t recount her life to the clerk but simply reviews it in her mind. Unlike the flashbacks in The Power and the Glory, they are chronological and without gaps. Nothing is skipped over to be revealed later. As usual, though, once Mary’s recollections have triggered the rearrangement of story order, the flashbacks are filmed as any ordinary scenes would be, including bits of action that she isn’t present to witness. The film is a good example of using the extended-flashback convention chiefly to delay the resolution of the climactic action. Told in chronological order, Mary’s tale of woe would have had much less suspense.

Transitions between present and past are areas open to innovation, and early sound filmmakers took advantage of them. In Midnight Mary, the long flashback closes with gangsters pounding on the door of Mary’s boudoir; this sound continues across the dissolve to the present, with Mary roused from her reverie by a knock on the clerk’s office door. Earlier, one transition into the past begins with Mary blowing cigarette smoke toward the bound volumes on the shelf.

Dissolve to a close-up of one book as smoke wafts over it, and then to a shot of Mary’s gangster boyfriend blowing cigarette smoke out before he sets up a robbery..

     

At one point the narration supplies a surprise by abruptly shifting into the present. Once Mary has become a prostitute, she is slumped over a barroom table in sorrow, while her pal Bunny consoles her. In a tight shot, Bunny (Una Merkel, always welcome), leans over and says: “Oh, what’s the diff, Mary? A girl’s gotta live, ain’t she?”

Cut directly to the present, with Mary murmuring: “Not necessarily, Bunny. The jury’s still out on that.”

Mary’s reply casts Bunny’s question about needing to live in a new light, since Mary is facing execution, and the use of the stereotyped phrase, “The jury’s still out,” now with a double meaning, reminds us of the present-tense crisis. It is a more crisp and concise link than the transitions we get in The Power and the Glory. But then, Wellman has no need for continuous voice-over, which gives the Sturges/ Howard film its more measured pace.

Filmmakers were concerned with finding storytelling techniques appropriate to the sound film, and these unpredictable links between sequences became characteristic of the new medium. Similar links had appeared in silent films, but they gained smoothness and extra dimensions of meaning when the images were blended with dialogue or music. For more on transitional hooks, go here.

 

Nora and narratage

The hooks between scenes are perhaps the least outrageous stretches of The Sin of Nora Moran, a Majestic release that, thanks to a gorgeous restoration and a DVD release, has rightly earned a reputation as the nuttiest B-film of the 1930s.

It is a flashback frenzy, boxes within boxes. A District Attorney tells the governor’s wife to burn the apparently incriminating love letters she’s found. In explaining why, the D. A. introduces a flashback (or is it a cutaway?) to Nora in prison. We then move into Nora’s mind and see her hard life, the low point occurring when she’s raped by a lion tamer.

Now we start shuttling between the D. A. telling us about Nora and Nora remembering, or dreaming up, traumatic events. At some points, characters in her flashbacks tell her that what she’s experiencing is not real. In one hazy sequence, her circus pal Sadie materializes in her cell to remind Nora that she killed a man. (Actually, she didn’t.) At other moments Nora’s flashbacks include moments in which she says that if she does something differently, it will change—it being the outcome of the story. At this point another character will point out that they can’t change the outcome because it has already happened . . . of course, since this is a flashback.

By the end, after the governor has had his own flashback to the end of his affair with Nora and after she appears as a floating head, things have gotten out of hand. The rules, if there are any, keep changing. And the whole farrago is propelled by furious montage sequences built out of footage scavenged from other films.

Publicity and critical response around The Sin of Nora Moran implied that the movie followed the “narratage” method. There was surely some influence. Scenes contain fairly continuous voice-over commentary, and director Phil Goldstone occasionally drops in the diagonal veil used in The Power and the Glory. But on the whole this delirious Poverty Row item falls outside the strict contours of Sturges’ experiment. Nora Moran blurs the line separating flashbacks and fantasy scenes, and it illustrates how easily we can lose track of what time zone we’re in. Watching it, I had a flashback of my own—to Joseph Cornell’s Rose Hobart, another compilation revealing that Hollywood conventions are only a few steps from phantasmagorias.

Unwittingly, Nora Moran’s peculiarities point forward to the flashback’s golden age, the 1940s and early 1950s. Then we got contradictory flashbacks, flashbacks within flashbacks within flashbacks, flashbacks from the point of view of a corpse (Sunset Boulevard) or an Oscar statuette (Susan Slept Here). Filmmakers knew they had found a good thing, and they weren’t going to let it go.

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The original screenplay of The Power and the Glory is included in Andrew Horton, ed., Three More Screenplays by Preston Sturges (Berkeley: University of California Press, 1998). Sturges’ reflections from the late 1950s are to be found in Preston Sturges by Preston Sturges: His Life in His Words, ed. Sandy Sturges (New York: Simon and Schuster, 1990). The quotations from Sturges’ letters and from publicity about “narratage” can be found in Diane Jacobs, Christmas in July: The Life and Art of Preston Sturges (Berkeley: University of California Press, 1992), 123-129 and James Curtis, Between Flops: A Biography of Preston Sturges (New York: Harcourt Brace Jovanovich, 1982), 87.

My citatations of literary uses of the term come from Elliott Field, “A Philistine in Arcady,” The Black Cat 24, 10 (July 1919), 33; Fitzgerald’s The Beautiful and Damned (1922), available here, 433; Samuel A. Eliot, Jr., ed., Little Theater Classics vol. 3 (Boston: Little, Brown, 1921), 120; The Outlook (11 May 1921), 49, available here;  review of His Children’s Children, quoted in Turim p. 29; commentary on On Trial, in The New York Times (25 March, 1923), X2.

For more on the history of flashback construction, apart from Maureen Turim’s Flashbacks in Film, see Barry Salt’s Film Style and Technology: History and Analysis, 2^nd ed. (London: Starword, 1992), especially 101-102, 139-141. There are discussions of the technique throughout David Bordwell, Janet Staiger, and Kristin Thompson, The Classical Hollywood Cinema: Film Style and Mode of Production to 1960 (New York: Columbia University Press, 1985), especially 42-44.

P.S. 15 November 2015: 1940s flashback technique is surveyed in my Reinventing Hollywood: How 1940s Filmmakers Changed Movie Storytelling.

DB here:

Douglas Fairbanks is remembered today as the nimble, insouciant hero of a string of swashbuckling films: The Mark of Zorro (1920), The Three Musketeers (1921), Robin Hood (1922), The Thief of Baghdad (1924), Don Q Son of Zorro (1925), and The Black Pirate (1926). He is the primary subject of a gorgeously illustrated, solidly researched new biography by Jeffrey Vance with Tony Maietta. Proceeding film by film, the authors interweave his life story with production data and summaries of critical reception. While tracing his career, they make an intriguing case that Fairbanks’ 1920s features more or less founded the modern film of action and adventure.

In the five years before The Mark of Zorro, Fairbanks made twenty-nine features and shorts. Vance and Maietta are enlightening on this period, but they treat it as prologue to the more spectacular work. Now, as if to counterbalance their book, comes a new Flicker Alley DVD collection, Douglas Fairbanks: A Modern Musketeer, gathering ten of the early films along with a very pretty copy of The Mark of Zorro and Fairbanks’ last modern-day movie, The Nut (1921), made because he wasn’t sure that Zorro would be a hit. (It was.) To the DVD package Vance and Maietta have contributed an informative booklet and they offer enlightening conversation in a commentary track for A Modern Musketeer (1917).

Kristin and I have long been fans of the pre-Zorro titles. Kristin wrote an appreciation of the early films for a Pordenone catalogue, and I studied Wild and Woolly (1917) as an early prototype of Hollywood narration. (1) There’s no denying that the 1920s costume pictures offer dashing spectacle and derring-do. But the 1915-1920 films are something special—lively, lilting, and unexpectedly peculiar. (2)

Before he became Fairbanks, he was Doug, the relentlessly cheerful American optimist. This star image was created very quickly, in films and in public events that made him seem the nicest guy in the country. His manic energy came to incarnate the new pace of American cinema, and his films helped shape the emerging precepts of Hollywood storytelling.

 

Doug

Consider his contemporaries. William S. Hart keeps his distance; perhaps his severe remoteness comes from secret pain. The result is a man you respect and admire but can hardly love. Mary Pickford, though, is lovable, and so is Chapin, although his cruel streak complicates things. But Doug is quintessentially likable. His early films present us with a brash youth who is all pep and pluck, bouncing with barely contained energy, unselfconscious in his engulfing enthusiasm for life. Today he could be elected President, the ultimate guy to have a beer with. (In real life Fairbanks was a teetotaler.)

There is no guile in him, no hidden agenda. When he’s brimming with delight, as he often is, he flings his arms out wide. In another actor this would be hamminess, but for Doug it’s simply an effort to embrace the world. Any social embarrassments he commits—and they are plenty—he acknowledges with a puzzled frown before flicking on an incandescent grin. Who else makes movies with titles like The Habit of Happiness (1916) and He Comes Up Smiling (1918)?

But how can such a genial fellow yield any drama? Give him an idée fixe, a cockeyed hobby or life philosophy into which he can pour his adrenaline. Now add a goal, something that his obsession blocks or unexpectedly helps him attain. Toss in the staples of romantic comedy: a good-humored maiden uncertain how to tame this creature of nature, a few old fogeys, some unscrupulous rivals. Hardened crooks may make an appearance as well. Be sure to include some tables, chairs, sofas, or horses for him to vault over, as well as some perches near the ceiling or on the roof; Doug feels most comfortable lounging high up. Add windows, for his inevitable defenestration. (In a poem about him, Jean Epstein wrote, “Windows are the only doors.”) There should also be chases. Other comedy stars run because they must. Doug’s joy in flat-out sprinting suggests that he welcomes the chance to flush a little hyperactivity out of his system. At the story’s climax he must save the day, taming his obsession and achieving his purpose while acceding to the claims of the practical world.

An early example is His Picture in the Papers (1916). In this satire on vegetarianism and the American lust for publicity, Doug works for his father’s health-food firm, even though he prefers thick steaks. But he’s full of ideas for promoting the product. Doug needs money to marry his equally carnivorous girlfriend, but his father will give him the dough only if Doug can pitch their line of dietary supplements. Doug vows to get his picture in every newspaper in town. While he launches a series of high-profile stunts—wrecking his car, entering a prizefight, brawling on an Atlantic City beach—his sweetheart’s father is pursued by a gang called the Weazels, who try to extort money from him.

The two plotlines converge, with Doug stopping a train wreck and winning a place on the front pages. (In a sly dig at the press, each news story contradicts the others.) The movie is a little disjointed, but several scenes are remarkable, not least a boxing match in an actual athletic club before an audience of cheering Fairbanks pals. And there is more than one funny framing, notably a nice planimetric one showing all our principals lined up and reading different newspapers celebrating Doug’s triumph.

As the title indicates, in The Matrimaniac (1916) Doug’s goal is elopement, which he pursues obsessively. He evades a rival suitor, his girlfriend’s father, a sheriff, and a posse of city officials in order to tie the knot in a gag that must have looked radically up-to-date. Reaching for the Moon gives us a more philosophical Doug, a naive disciple of self-help books that urge him to strive, to concentrate, and above all to keep his eye on the most supreme goal he can imagine. He ends up in New Jersey.

Wild and Woolly (1917) casts Doug as the son of a railroad tycoon. Although he lives in Manhattan, he dreams of being a cowboy. His bedroom boasts a teepee, and he practices his roping skills on the butler. Sent out to Bitter Creek to investigate a deal, he encounters the rugged frontier of his dreams, complete with shootouts, town dances, and hard-drinking cowpokes. But all of this is a show, staged by the locals to make him look favorably on a railroad spur. In another twist, a crooked Indian agent uses the charade to rob the bank and stir up an Indian settlement. Now Doug’s obsessions prove really useful, as his cowboy skills rescue the town.

Wild and Woolly is among the very best of the surviving early Fairbanks titles, and its adroit storytelling is still admirable today. The best-known version was a very poor print, salvaged from the Czech archives and still circulating on barely visible VHS and public-domain DVD copies. Forget those. On the Flicker Alley collection the image quality, while not perfect, allows this trim little masterpiece to be appreciated. (3)

“Always chivalrous, always misunderstood,” reads one intertitle in another gem, A Modern Musketeer. Here Doug is possessed by the spirit of D’Artagnan, simply because while he was in the womb his mother was reading The Three Musketeers. He manages to live up to his heritage as he overcomes a philandering rival and a bloodthirsty Indian. The climactic chase takes place at the Grand Canyon, affording Doug a chance to shinny up and down cliffs and do handstands along a precipice.

Doug never does things by halves. In Flirting with Fate, he is a starving artist, out of money and apparently unloved by his girl. The logical solution is to hire a killer to end his misery. Of course Doug’s fortunes instantly change, and life becomes worth living, but then he must somehow find his assassin and call off the hit.

Many of the early films show the protagonist fully formed as a cross between a cheerleader and a track star. But Fairbanks made a big success on stage playing a sissy. The task in such a plot is to turn him into a red-blooded man. His first film, The Lamb replayed this lamb-into-lion plot, which also served as the basis for Buster Keaton’s first feature, The Saphead (1920).

In the Flicker Alley collection, this strain of Doug’s work is represented by The Mollycoddle (1920). Doug is the descendant of hard-bitten westerners, but growing up in England has made him a fop. Coming to America with a batch of wealthy Yanks, he is a continual figure of fun, waving his monocle and cigarette holder. Once in Arizona, however, he’s confronted with a diamond-smuggling racket. He starts to channel his ancestors and turns into a hell-for-leather hero. He allies with a tribe of exploited Indians to capture the gang, in the process indulging in leaps, falls, canyon-scaling, and fistfights in raging rapids.

The titles often invoke craziness, vide the Matrimaniac, The Nut, and Manhattan Madness (1916). But this motif is carried to an extreme in one of the strangest pictures of the still-emerging Hollywood cinema. When the Clouds Roll By (1919) crams in enough gimmicks for three Doug stories. First, our hero is neurotically superstitious. He will climb over a building to avoid letting a black cat cross his path. He meets a girl who is as superstitious as he is, so after a session at the Ouija board, they seem a good match.

At the same time, however, a psychiatrist is making Doug the subject of a demonic experiment: Can one drive a person to madness and suicide? Through bribes and surveillance, Dr. Metz turns Doug’s life into hell—botching his romance, getting him disowned by his father, and even inducing nightmares. As if all this weren’t enough, the last reel jams in a train crash, a bursting dam, and a flood. Before this overwhelming climax, When the Clouds Roll By isn’t so much funny as eerily paranoiac. The way Dr. Metz’s Mabuse-like scheme enfolds everyone is as anxiety-provoking as anything in a film noir. This dreamlike movie ends on a surrealist note: Doug and his sweetheart get married when flood waters carry a church past them.

Across these films, in fact, the Fairbanks persona starts to disintegrate. Somewhat like those naïve Capra heroes of the 1930s (Mr. Deeds, Mr. Smith) who turn into melancholy victims in Meet John Doe and It’s a Wonderful Life, Doug becomes more brooding and helpless. In Reaching for the Moon, his absurd dream of glory is revealed as just that, a dream. When the Clouds Roll By saves itself from despair through splashy last-minute rescues.

Fairbanks was evidently becoming uncomfortable in cosmopolitan comedy. His taste for large-scale stunts and tests of prowess led him to the costume sagas of the 1920s. In the process, as Vance and Maietta point out, he cleared the way for Keaton and Harold Lloyd. Both comics would sometimes play obtuse idlers in the Lamb mode, and both would take thrill comedy to new heights. But avoiding Fairbanks’ ebullient optimism, Keaton brought a perplexity to every situation, along with an angular athleticism and a geometrical conception of plotting and shot composition. Lloyd frankly presented a hero lacking social intelligence, afflicted with a stammer or shyness or even cowardice, always desperate to fit in. Both men deepened the possibilities of modern-day comedy, thriving in the niche vacated by Fairbanks.

 

Bug and Mr. E

For nine of the early films, Fairbanks had the help of John Emerson and Anita Loos. All three worked on the stories, with Emerson usually directing and Loos writing the scripts and intertitles. The collaboration lasted only about two years, but it yielded some definitive moments in the creation of the Doug mystique.

Emerson found his first success acting and directing on the New York stage. Under Griffith’s supervision he started filmmaking in 1914, with an adaptation of his own successful play, The Conspiracy. I haven’t seen this or most of his other early work, but his 1915 Ibsen adaptation Ghosts, codirected with George Nichols, betrays little of the dynamism that would run through his Fairbanks projects (although The Social Secretary of 1916, without Doug, is lively enough). Emerson continued to direct films and New York stage productions until his death in 1936, at the age of fifty-eight.

Loos was a tiny prodigy. She sold her first scripts at age nineteen, with the third, The New York Hat (1913), directed by Griffith, earning her twenty-five dollars. (Her punctilious account book is reprinted in her 1974 autobiography Kiss Hollywood Goodbye.) After writing scores of shorts, she moved into features in 1916, when, she claims, Emerson discovered her script for His Picture in the Papers. Clearing the project with Griffith and casting Doug Fairbanks, the team proceeded. This, Fairbanks’ third feature, proved a great success and solidified important aspects of his star persona.

Loos married Emerson, whom she recalled as having “perfected that charisma, which even a bad actor has, of being able to charm his off-stage public.” (4) He called her Bug, she called him Mr. E., and they became a Hollywood couple. They kept themselves before the public eye with interviews and books like How to Write Photo Plays (1920) and Breaking into the Movies (1921). These are full of information about the filmmaking practices of the day.

Why did Emerson and Loos split from Fairbanks? Loos says that that Doug had become somewhat jealous of her notoriety. (5) Further, the couple yearned to return to New York. There Loos would hobnob with the Algonquin club crowd and write Gentlemen Prefer Blondes, a successful serial, book, play, and silent film. Eventually she would write plays and return to Hollywood as an MGM screenwriter.

Although they remained married and collaborated on plays and films, the pair eventually lived apart, the better to ease Emerson’s philandering. “Mr. E.’s devotion was largely affected by the amount of money I earned,” Loos recalled. (6) By her own testimony, she earned plenty. She writes in 1921:

The highest paid workers in the movies today are the continuity writers, who put the stories into scenario form and write the “titles” or written inserts. The income of some of these writers runs into hundreds of thousands of dollars a year . . . . Scenario writing does not require great genius. (7)

Loos is largely credited with bringing the witty intertitle into its own. Expository “inserts” were often neutral descriptions of the action or pseudo-literary ruminations. Loos created intertitles that were amusing in themselves. When Jeff, the hero of Wild and Woolly, comes to Bitter Creek he’s delighted to find a rugged life matching the one he mimicked in his East Coast mansion. So naturally Loos’ title reads, “All the discomforts of home.”

She wedged in puns, satiric jabs, and asides to the audience. The vegetarianism portrayed in His Picture in the Papers makes for anemic romance. Loos’ title prepares us:

The young suitor and Christine kiss by tapping each other’s cheek with their fingertips.

Later the intertitle stresses the more robust wooing program launched by Doug.

     

By the time Loos and Emerson left Fairbanks, the look and feel of their contributions had been mastered by others, notably director Allan Dwan, and smart-alec intertitles continued to grace Fairbanks’ modern comedies. Throughout the 1920s, most comedies would strive, not always successfully, for the cleverness Loos brought to the task. My own favorite in her vein comes in the Lloyd vehicle For Heaven’s Sake (1926). Harold is a millionaire courting a girl working in her father’s mission house in the slums, and one of the titles refers to “The man with a mansion and the miss with a mission.” Such niceties largely vanished when movies started to talk.

Cutting edge

We can learn a lot about the history of Hollywood from these films too. In the 1910s, narrative techniques were being put in place: the goal-oriented hero, the multiple lines of action, the need to prepare what will happen later, the use of motifs as running gags. At the start of The Matrimaniac, we see Doug sneaking into a garage and letting the air out of a car’s tires. Only later, after he has eloped with the daughter of the household, do we realize that this was a way to keep her father from pursuing them. In the course of the same film, the elopement is aided by passersby, and Doug keeps scribbling IOUs to pay them. At the end, the parson who has helped the couple the most is rewarded by the biggest payoff, with Doug shoveling bills at him.

The same years saw the consolidation of the “American style” of staging, shooting, and cutting scenes. (For more on this trend, see our earlier entries here and here.) Fairbanks’ films from 1916 to 1920 display a growing mastery of continuity techniques; the style coalesces under our eyes.

The system depended on breaking up master shots into many closer views. This practice was less common among European directors of the time, who might supply inserts of printed matter like letters but did not usually dissect the scene into shots of different scales. In His Picture in the Papers, for instance, we get a master shot (nearer than it would be in a European picture) of Melville paying court to Christine, followed immediately by closer views that show their expressions.

          

This is a minimal case. Not only are the shots all taken from the same side of the line of action (the famous 180-system) but they are taken from approximately the same angle. Filmmakers sometimes varied the angle more, usually to indicate a character’s point of view but sometimes to bring out different aspects of the action. (See here for examples from William S. Hart.)

Very quickly directors realized that you didn’t need a master shot if you planned your shots carefully. In Flirting with Fate, the artist Augy is chatting with Gladys, while her mother and her rich suitor watch from another part of the room. No long shot presents both pairs.

     

The mother summons Gladys, and when she and Augy rise, director Christy Cabanne cuts to another shot of them, moving into the frame.

          

This is a very rare option in most national cinemas of the period, which would simply frame the couple in a way that allowed them to rise into the top of the same shot. Now Gladys hurries out, crossing the frame line. This exit matches her entrance on frame left, meeting her mother.

     

Such a scene is obvious by today’s standards, but a revelation at the time—a way of lending even static dialogue scenes a throbbing rhythm that absorbed viewers. Around the world, notably in the Soviet Union, young directors saw this as the cutting-edge approach to visual storytelling. The new style was as probably as exciting to them as the powers of the Internet are in our time.

Because of analytical editing, the cutting pace of American films of the late 1910s is remarkable, and the Fairbanks films, with their strenuous tempo, are fair examples; the average shot length in these films ranges between 4 seconds and 6.6 seconds. With so many shots, production procedures emerged to keep track of them. To a certain extent shots were written into the scenarios Loos refers to, but directors also broke the action up spontaneously during filming. The cameraman, and later a “script girl,” would log the shots during shooting so that they could be assembled correctly in the editing phase.

Directors were still refining the system, though, as we can see from an awkward passage of shot/ reverse shot in A Modern Musketeer.

          

The eyelines are a bit out of whack, but odder still are the identical backgrounds of the two shots. Evidently director Allan Dwan made these shots quickly and closer to the canyon rim, in the expectation that nobody would notice the disparity.

Point-of-view shots were easier to manage, and they could intensify the drama. Later in A Modern Musketeer, the rapacious Chin-de-dah tells the white tourists he’s getting married. To whom? asks Elsie. Instead of answering, “You,” he holds up his knife.

     

Sometimes you suspect that filmmakers were multiplying shots just for the fun of it. The early Fairbanks films are vigorous to the point of choppiness; action scenes spray out a hail of images, some offering merely glimpses of what’s happening. Wild and Woolly is especially frantic, with the final sequences of kidnapping, gunplay, and a ride to the rescue breathless in their pace. In the course of it, Emerson realizes that fast action needs some overlapping cuts to assure clarity. Doug bursts through a locked door in one shot, and from another angle, we see the door start to open again.

     

Only a few frames are repeated, but the movement gains a percussive force. Doubtless the Russians studied cuts like this; Eisenstein made the overlapping cut part of his signature style.

By contrast, The Mark of Zorro and its successors have calmer pacing. Doug’s acting got more restrained too, with his bounciness largely confined to the action scenes. Already in 1920, high-end pictures were finding a more academic look, a polished and measured style. Dialogue titles became more numerous, and big sets and other production values were highlighted.

 

I’ve been able to sample only a few points of interest in the early Fairbanks output. I haven’t talked about Fairbanks’ foray into Sennett-style farce, the cocaine-fueled Mystery of the Leaping Fish (1916), or the bold experimentation of the cinematography in the dream sequence of When the Clouds Roll By. My point is just to note that these films radiate exuberance—not only in their hero but in their very texture. Scene by scene, shot by shot, Doug’s energy is caught by an efficient, pulsating style that was an engaging variant of what would soon become the lingua franca of cinematic storytelling.

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For other reading on Fairbanks, you can consult Alastair Cooke’s Douglas Fairbanks: The Making of a Screen Character (New York: Museum of Modern Art, 1940), one of the earliest and still most thought-provoking studies; John C. Tibbetts and James M. Welsh’s His Majesty the American: The Films of Douglas Fairbanks, Sr. (South Brunswick, NJ: A. S. Barnes, 1977), which is wide-ranging and strong on the early films; Booton Herndon’s Mary Pickford and Douglas Fairbanks (New York: Norton, 1977); and Douglas Fairbanks: In His Own Words (Lincoln, NE: iUniverse, 2006), a collection of interviews and essays signed (but probably mostly not written) by the star. I’ve also been enlightened by Lea Jacobs’ essay “The Talmadge Sisters,” forthcoming in Star Decades: The 1920s, ed. Patrice Petro (Brunswick: Rutgers University Press, forthcoming). Online, there is much information at the Douglas Fairbanks Museum site.

(1) Kristin Thompson, “Fairbanks without the Mustache: A Case for the Early Films,” in Sulla via di Hollywood, ed. Paolo Cherchi Usai and Lorenzo Codelli (Pordenone: Biblioteca dell’Immagine, 1988), 156-193; David Bordwell, Narration in the Fiction Film (Madison: University of Wisconsin Press, 1985), 166-168, 201-204.

(2) This set is very well chosen, but there are enough other films surviving from this period to warrant another box. It could include The Lamb (1915), Double Trouble (1915), The Good Bad Man (1916), Manhattan Madness (1916), The Americano (1916), Down to Earth (1917), The Man from Painted Post (1917), His Majesty the American (1919), and The Half Breed (1916), in which Fairbanks plays a biracial hero. On the matter of race, the films in the collection aren’t free of condescension and stereotyping, but there are also moments of affection between Fairbanks and Native Americans. He had extraordinarily dark skin, a fact he apparently took in his stride.

(3) I believe that this print is from a different version than the one I’ve known before; a few shots seem to show slightly different angles. (Perhaps the earlier one was from a foreign negative?) An informative page of the Flicker Alley booklet signals the provenance of the prints. While I’m on the subject, I should mention that occasionally the framing seems a bit cropped, but that could be due to the source material.

(4) Loos, Kiss Hollywood Goodbye (New York: Ballantine, 1974), 2.

(5) Loos’ account of the break with Fairbanks can be found in her memoir, A Girl Like I (New York, 1966), 178. You have to admire a book that ends with the line, “Miss Loos, you sure are flypaper for pimps!”

(6) Loos, Kiss Hollywood Goodbye, 14.

(7) Emerson and Loos, Breaking into the Movies (Philadelphia: Jacobs, 1921), 43.

When the Clouds Roll By.

PS 30 Nov: Internets problems and a memory lapse kept me from mentioning two other important books on Anita Loos: Gary Carey’s lively biography Anita Loos (Knopf, 1988) and Anita Loos Rediscovered: Film Treatments and Fiction, ed. and annotated by Cari Beauchamp and Mary Anita Loos (University of California Press, 2003). Both Carey and Beauchamp echo Loos’ claims that the couple split from Fairbanks because he was somewhat envious of the attention they received, while Carey adds that Fairbanks wanted to break out of the “boobish” parts Loos wrote for him (p. 50).

PPS 8 Dec: Mea culpa again. I overlooked Richard Schickel’s book-length essay, His Picture in the Papers: A Speculation on Celebrity in America, Based on the Life of Douglas Fairbanks, Sr. (New York: Charterhouse, 1973). It’s a lively and thoughtful argument that Doug was one of the very first modern celebrities, and one who enjoyed his role as such.

Kristin here—

Last week during the Society for Cognitive Studies of the Moving Image conference here in Madison, I got to talking with Prof. Birger Langkjær of the University of Copenhagen. He asked me some questions about the concept of “turning points” in film narrative as I had used it in my book, Storytelling in the New Hollywood: Understanding Classical Narrative Technique. Specifically he wondered if turning points invariably involve changes of which the protagonist or protagonists are aware. The protagonist’s goals are usually what shape the plot, so can one have a turning point without him or her knowing about it?

I couldn’t really give a definitive answer on the spot, partly because it’s a complex subject and partly because I finished the book a decade ago (for publication in 1999). It seemed worth going back and trying to categorize the turning points in films I analyzed. Describing those turning points more specifically could be useful in itself, and it might help determine to what extent a protagonist’s knowledge of what causes those turning points typically forms a crucial component of them.

Characteristics of turning points

Most screenplay manuals treat turning points as the major events or changes that mark the end of an “act” of a movie. Syd Field, perhaps the most influential of all how-to manual authors, declared that all films, not just classical ones, have three acts. In a two-hour film, the first act will be about 30 minutes long, the second 60 minutes, and the third 30 minutes. The illustration at the top shows a graphic depiction of his model, which includes a midpoint, though Field doesn’t consider that midpoint to be a turning point.

I argued against this model in Storytelling, suggesting that upon analysis, most Hollywood films in fact have four large-scale parts of roughly equal length. The “three-act structure” has become so ingrained in thinking about film narratives that my claim is somewhat controversial. What has been overlooked is that I’m not claiming that all films have four acts. Rather, my claim is that in classical films large-scale parts tend to fall within the same average length range, roughly 25 to 35 minutes. If a film is two and a half hours rather than two hours, it will tend to have five parts, if three hours long, then six, and so on. And it’s not that I think films must have this structure. From observation, I think they usually do. Apparently filmmakers figured out early on, back in the mid-1910s when features were becoming standard, that the action should optimally run for at most about half an hour without some really major change occurring.

Field originally called these changes “plot points,” and he defined them as “an incident, or event, that hooks into the story and spins it around into another direction.” Perhaps because of that shift in direction, these moments have come more commonly to be called “turning points.” But what are they? Field’s definition is pretty vague.

In Storytelling I wrote, “I am assuming that the turning points almost invariably relate to the characters’ goals. A turning point may occur when a protagonist’s goal jells and he or she articulates it .… Or a turning point may come when one goal is achieved and another replaces it.” I also assumed that a major new premise often leads to a goal change (p. 29). “Almost invariably” because I don’t assume that there are hard and fast rules. As with large-scale parts, my claims about other classical narrative guidelines aren’t prescriptive in the way that screenplay manuals usually are.

To reiterate a few other things I said about turning points. They are not always the same as the moments of highest drama. Using Jaws as my example, I suggest that the moments of decision (not to hire Quint to kill the shark and later to hire him after all), rather than the big action scenes of the shark attacks, shape the causal chain (p. 33).

Not all turning points come exactly at the end of a large-scale part of the film (an “act” in most screenplay manuals). A turning point might come shortly before the end of a part, or the turning point may come at the beginning of the new part (pp. 29-30). The final turning point that leads into the climax comes when “all the premises regarding the goals and the lines of action have been introduced” (p. 29).

Most screenplay manuals consider goals to be static. To me, “Shifting or evolving goals are in fact the norm, at least in well-executed classical films” (p. 52). This doesn’t mean that the goal changes at every turning point. Instead, the end of a large-scale part may lead to a continuation of the goal(s) but with a distinct change of tactics (p. 28).

One big advantage of talking about different types of turning points is that it allows the analyst to see how the different large-scale parts function. A well-done classical film doesn’t just have exposition and a climax with a bunch of stuff in the middle. (Field calls that long second act the “Confrontation” in the diagram above.) I believe that once the setup is over, there is a stretch of “complicating action,” which often acts as a sort of second setup, creating a whole new situation that follows from the first turning point. The third part is the “development,” which often consists of a series of delays and obstacles that essentially function to keep the complications from continuing to pile up until the whole plot becomes too convoluted. The development also serves to keep the climax from starting too soon. The third turning point is the last major premise or piece of information that needs to be set in place before the action can start moving toward its resolution in the climax.

David uses this approach to large-scale parts in his online essay, “Anatomy of the Action Picture,” which discusses Mission: Impossible III.

TYPES OF TURNING POINTS

Returning to some of the examples I used in Storytelling, let’s see what sorts of changes their turning points involve. In most of these cases, the protagonist is aware of what is happening, but there are some exceptions or nuances.

1. An accomplishment, later to be reversed

Top Hat: end of setup, Jerry and Dale fall in love, but she soon conceives the mistaken idea that he is married to her best friend. (p. 28)

Tootsie: end of setup, Michael gets a job, but the results will throw his life increasingly into chaos. (p. 60)

Parenthood: end of complicating action, the parents seem to be making progress in solving their problems. (p. 268)

2. Apparent failure, reiteration of goal

The Miracle Worker: end of development, parents remove Helen from cabin, Anne states goal again. (p. 28)

The Silence of the Lambs: turning point comes at beginning of development, Chilton makes Lecter a counter-offer, removing him from the FBI’s charge. The FBI’s tactic has failed, but soon Clarice visits Lecter to pursue her questioning. (p. 123)

Here’s a case where we don’t see Clarice learning about Chilton’s treacherous undermining of the FBI’s efforts. A few scenes later she simply shows up to visit Lecter, and we realize that she has not given up her goal of getting information from him. Clearly a turning point can occur without the main character’s knowledge, but he or she will usually learn about it shortly thereafter.

Groundhog Day: end of development. Failure to save old man. No reiteration of goal, which is implicitly that Phil will continue to improve himself. (p. 147)

2a. Failure, new goal

Amadeus: end of complicating action, Salieri declares that he is now God’s enemy and will ruin Mozart. (p. 195)

Amadeus is an example of what I call a “parallel protagonist” film. Here Salieri is aware of his own decision, but Mozart never learns that his colleague hates him so. Parallel protagonists have separate goals, but they need not be aware of each other’s goals. The same would be true in a film with multiple protagonists, to the extent that they have separate goals.

2b. Failure, lack of goal

Groundhog Day: end of complicating action, suicidal despair. (p. 144)

Amadeus: end of setup, Salieri humiliated by Mozart, conceives strong resentment but no specific goal. (p. 191)

Parenthood: end of development, the parents are all resigned to their failures. (pp. 275-76)

3. Major new premise, reiteration of strategy

Witness: end of complicating action, Carter tells Book to stay hidden. (p. 29)

The Wrong Man: end of complicating action, Manny is freed on bail; he has the chance to try and prove his innocence. (p. 39)

Terminator 2: end of development, Sarah, Terminator, and John steal chip from Cyberdine, continue in their attempt to destroy it. (p. 42)

Amadeus: end of second development, Constanza leaves Mozart, allowing Salieri the access that will permit him to fulfill his goal of killing his rival. (p. 205)

4. Protagonist/Important character makes a decision, then changes or modifies goal

Little Shop of Horrors (1986): end of complicating action, Seymour agrees to kill someone to feed blood to Audrey II. (p. 29)

The Godfather: end of development, Michael says family will go legit, asks Kay to marry him. (p. 30)

Casablanca: end of complicating action, Rick rejects Ilsa’s account of her relationship with Victor. (p. 32)

The Producers: end of setup, Leo decides to join Max in committing fraud. (p. 38)

Tootsie: end of complicating action, Michael decides to start improvising Dorothy’s lines, setting up “her” success. (p. 64)

Back to the Future: end of development. Martie decides to leave a message for Doc warning him about the Libyan attack; the result is to save Doc from being killed. (p. 94)

Desperately Seeking Susan: end of setup, Roberta apparently decides to pursue Susan, change her boring life. (p. 166)

Such decisions obviously form the basis for turning points fairly frequently, and by definition the protagonist is aware of what is happening.

5. Major Revelation, new goal or move into climax

Witness: end of setup, Book is told the killer is a cop, changes tactics, flees. (p. 28)

Witness: end of development, Book learns partner has been killed, realizes he must act. (p. 29)

The Bodyguard: end of development, revelation of Nikki as villain, attack on house, death of Nikki. (p. 31)

Terminator 2: end of setup, John discovers the Terminator must obey him, sets goals of protection without killing and of rescuing Sarah from the asylum. (p. 41)

Terminator 2: end of complicating action, Sarah realizes that the war can be prevented, conceives goal of killing Dyson. (p. 42)

Tootsie: end of development, Michael’s agent tells him he must get out of playing Dorothy without being charged with fraud. (p. 69)

The Silence of the Lambs: end of setup, Clarice finds the body in the warehouse and realizes that Lecter is willing to help her. (p. 115)

The Silence of the Lambs: end of development, Clarice and Ardelia realize “He knew her,” the clue that will lead to the solution. (p. 126)

Alien: end of development, revelation that the “company” and Ash are prepared to sacrifice the crew; will lead to decision by survivors to abandon the ship and save themselves. (p. 299)

Such revelations usually involve the protagonist knowing what is happening, but I believe there are exceptional cases where the viewer learns something that the protagonist does not. This kind of revelation often involves either villains turning out to be allies or apparent allies turning out to be villains.

Take the case of Demolition Man. At 54 minutes into the film, about nine minutes before the end of the complicating action, the audience learns that the apparently benevolent Dr. Cocteau (Nigel Hawthorne), who has developed the new pacifist society of Los Angeles, is a ruthless villain. This moment isn’t the turning point that ends the complicating action; I take that to be the escape of the “Scraps,” the rebels who oppose Cocteau, from their underground prison. Most of those nine minutes consist of the hero, John (Sylvester Stallone) meeting Cocteau and going out to dinner with him. John shows signs of strongly disliking the new society, and he refuses to kill the rebels when they escape. Still, there is no sign that he considers Cocteau a villain. Rather, John thinks of himself as a misfit and expresses a desire to leave the new Los Angeles. The turning point that ends the complication depends on his assumption that Cocteau on his side, even if John considers the leader’s bland society to be unattractive.

The development portion is full of typical delays: the scene of John visiting Lenina Huxley’s (Sandra Bullock) apartment, where she invites him to have virtual sex, and the following scene of John exploring the odd, modernistic apartment assigned to him. At 74 minutes in, or about six minutes before the end of the development, John begins to learn of Cocteau’s true nature. He confronts Cocteau in the latter’s office and nearly shoots him. The scene where John tells the members of the police department who remain loyal to him that they will invade the underground prison to capture Cocteau’s violent agent, Simon Phoenix (Wesley Snipes) marks the end of the development, with a new, specific goal determining the action of the climax.

Here is a case where for a significant portion of the narrative the protagonist remains ignorant of something that the audience has been shown. Even here, however, John displays a dislike of Cocteau and what he has done to Los Angeles society. Classical films seem disinclined to show their heroes as thoroughly deluded. John’s underlying decency and common sense make him ready to distrust a leader whom everyone else, including Lenina, admire.

6. Enough information accumulates to cause the formulation of goals

Back to the Future: end of complicating action, goals of synchronizing with lightning storm, getting Marty’s father and mother together at dance. (p. 90)

Desperately Seeking Susan: end of complicating action. Information about gangsters and growing attraction to Dez lead to convergence of Roberta’s goals. (p. 170)

Parenthood: end of setup, in this case with multiple goals formed for four separate plotlines.

7. A disaster, accidental or deliberate, changes the characters’ situations/goals

The Wrong Man: end of setup, Manny is mistakenly arrested. (p. 39)

Jurassic Park: end of complicating action, Nedry shuts down the electricity grid of the park, letting the dinosaurs loose. (p. 32)

Jaws: end of complicating action; the attack involving his son makes Brody force the mayor to accept his original, thwarted tactic of hiring Quint. (p. 34)

Alien: end of setup, facehugger attaches itself to Kane. The goal conceived shortly thereafter is to investigate it and save him. (p. 292)

Alien: end of complicating action, alien bursts from Kane’s stomach; goal becomes to save the crew and ship. (p. 295)

Desperately Seeking Susan: end of development, Roberta’s arrest leads to a low point, and she opts to turn to Dez for help. (p. 172)

Amadeus: end of first development, death of Leopold, which Salieri later exploits in his plot against Mozart. (p. 201)

The Hunt for Red October: end of complicating action, Ramius realizes he has a saboteur aboard and needs Ryan’s help; Ryan starts planning actively to help him. (p. 233)

8. Protagonist’s tactics are blocked or he/she is forced to use the wrong tactics

Jaws: end of setup, Brody’s desire to hire Quint rejected. (p. 23)

Back to the Future: end of setup, Doc sets time machine’s date; after new large-scale section begins, attack by Libyans accidentally sends Marty back to 1955. (p. 85)

Groundhog Day: end of setup, Phil trapped in repeating time, goal of becoming a network weather forecaster destroyed. He soon opts for irresponsible self-indulgence. (p. 139)

9. Characters working at cross-purposes resolve their differences

Jaws: end of development, the three main characters bond, allowing them to cooperate to kill the shark. (p. 35)

The Hunt for Red October: end of development, Ramius and Ryan make contact, with Captain Mancuso’s help, they start working together. (p. 237)

10. A supernatural premise determines a character’s behavior

Liar, Liar: end of setup, Max wishes that his father would have a day where he is unable to tell a lie. Also end of complicating action, where Max fails to cancel the wish. (p. 38)

11. The protagonist/major character succeeds in one goal, allowing him/her to pursue another

Liar, Liar: end of development, Fletcher wins his court case, freeing him to try and regain his wife and son. (p. 39)

The Hunt for Red October: end of setup, Ramius learns that the silent feature of his new submarine works; he apparently intends some sort of attack on the US but is in fact plotting an elaborate ruse to defect. (p. 225)

These examples suggest that protagonists usually do know about the major events that form turning points, or they learn about them shortly after they occur. The main exception would seem to be when there are two major parallel characters, one of whom is to some extent villainous, as in the case of Amadeus, where one of the characters is duped. This reminds me of The Producers, where Max and Leo leave the theater early, convinced that they have succeeded in their goal of creating a box-office disaster. Lingering in the theater, the narration allows us to see the transition from audience disgust to fascination. Only after the audience comes into the bar where the two partners are celebrating do they realize what has happened (“I never in a million years thought I’d ever love a show called Springtime for Hitler!”) To understand the irony and/or humor in such situations, the film spectator must at least briefly know more than the main characters do.

The examples also confirm that character goals seldom endure unchanged across the length of a film. Revelations, decisions, disasters, supernatural events, and presumably others kinds of causes frequently cause major shifts in characters’ goals or at least in the tactics they employ in pursuing them. Even in what seems like a fairly straightforward thriller like Alien, the crew’s assumptions that they must loyally protect their spaceship are completely reversed at the end of the development, and the narrative turns into an attack on corporate greed and ruthlessness. Whatever one thinks of classical Hollywood films, they are usually more complex than the three-act model allows for.

Note: My title comes from Robert Southwell’s poem of the same name.

[July 11: Jim Emerson has made some insightful comments on this entry on his Scanners blog.]

DB here:

The first quarter of the year is the biggest slump time for movie theatres. (1) Holiday fatigue, thin budgets, bad weather, the Super Bowl, and the distractions of the awards season depress admissions. If people go to the movies, they tend to catch up on Oscar nominees, and studios don’t want to release high-end films that might suffer from the competition. But screens need fresh product every week, so most of what gets released at this time of the year might charitably be called second-tier.

Ambitious filmmakers fight to keep out of this zone of death. You could argue that the January release slot of Idiocracy told Mike Judge exactly what Fox thought of that ripe exercise in misanthropy. Zodiac, one of the best films of 2007, opened on 1 March, and even ecstatic reviews couldn’t push it toward Oscar nominations. You can imagine what chances for success Columbia has assigned to Vantage Point (a 22 February bow). [But see my 4 Feb. PPPS below.]

Yet this is a flush period for those of us who like to explore low-budget genre pieces. I have to admit I enjoy checking on those quickie action fests and romantic comedies that float up early in the year. They’re today’s equivalent of the old studios’ program pictures, those routine releases that allowed theatres to change bills often. In their budgets, relative to blockbusters, today’s program pix are often the modern equivalent of the studios’ B films.

More important, these winter orphans are often more experimental, imaginative, and peculiar than the summer blockbusters. On low budgets, people take chances. Some examples, not all good but still intriguing, would be Wild Things (1998), Dark City (1998), Romeo Must Die (2000), Reindeer Games (2000), Monkeybone (2001), Equilibrium (2002), Spun (2003), Torque (2004), Butterfly Effect (2004), Constantine (2005), Running Scared (2006), Crank (2006), and Smokin’ Aces (2007). The mutant B can be found in other seasons too—one of my favorites in this vein, Cellular (2004), was released in September—but they’re abundant in the year’s early months.

By all odds, Cloverfield ought to have been another low-end release. A monster movie with unknown players, running a spare 72 minutes sans credits, budgeted at a reputed $25 million, it’s a paradigm of the winter throwaway. Except that it pulled in $46 million over a four-day weekend and became the highest-grossing film (in unadjusted dollars) ever to be released in January. Here the B in “B-movie” stands for Blockbuster.

I enjoyed Cloverfield. It starts with a sharp premise, but as ever, execution is everything. I see it as a nifty digital update of some classic Hollywood conventions. Needless to say, many spoilers loom ahead.

If you find this tape, you probably know more about this than I do

Everybody knows by now that Cloverfield is essentially Godzilla Meets Handicam. A covey of twentysomethings are partying when a monster attacks Manhattan, and they try to escape. One, Rob, gets a phone call from his off-again lover Beth, who’s trapped in a high-rise. He vows to rescue her. He brings along some friends, one of whom documents their search with a video camera. It’s a shooting-gallery plot. One by one, the characters are eliminated until we’re down to two, and then. . . .

Cloverfield exemplifies what narrative theorists call restricted narration. (Kristin and I discuss this in Chapter 3 of Film Art.) In the narrowest case of restricted narration, the film confines the audience’s range of knowledge to what one character knows. Alternatively, as when the characters are clustered in the same space, we’re restricted to what they collectively know. In other words, you deny the viewer a wider-ranging body of story information. By contrast, the usual Godzilla installment is presented from an omniscient perspective, skipping among scenes of scientists, journalists, government officials, Godzilla’s free-range ramblings, and other lines of action. Instead, Cloverfield imagines what Godzilla’s attack would look and feel like on the ground, as observed by one group of victims.

Horror and science fiction films have used both unrestricted and restricted narration. A film like Cat People (1942) crosscuts what happens to Irena (the putative monster) with scenes involving other characters. Jurassic Park and The Host likewise trace out several plot strands among a variety of characters. The advantage of giving the audience so much information is that it can feel apprehension and suspense about what the characters don’t know is happening. Our superior knowledge can make us worry about those poor victims oblivious to their fate.

But these genres have relied on restricted narration as well. Invasion of the Body Snatchers (1956) is a good example; we are at Miles’s side in almost every scene, learning of the gradual takeover of his town as he does. Night of the Living Dead (1968), Signs (2002), and War of the Worlds (2005) do much the same with a confined group, attaching us to one or the other momentarily but never straying from their situation.

The advantages of restricted narration are pretty apparent. You can build up uncertainty and suspense if we know no more than the character(s) being attacked by a monster. You can also delay full revelation of the creature, a big deal in these genres, by giving us only the glimpses of it that our characters get. Arguably as well, by focusing on the characters’ responses to their peril, you have a chance to build audience involvement. We can feel empathy and loss if we’ve come to know the people more intimately than we know the anonymous hordes stomped by Godzilla. Finally, if you need to give more wide-ranging information about what’s happening outside the characters’ immediate situation, you can always have them encounter newspaper reports, radio bulletins, and TV coverage of action occurring elsewhere.

People sometimes think that theoretical distinctions like this overintellectualize things. Do filmmakers really think along these lines? Yes. Matt Reeves, the director of Cloverfield, remarks:

The point of view was so restricted, it felt really fresh. It was one of the things that attracted me [to this project]. You are with this group of people and then this event happens and they do their best to understand it and survive it, and that’s all they know.

For your eyes only

Restricted narration doesn’t demand optical point-of-view shots. There aren’t that many in Invasion of the Body Snatchers or the other examples I’ve indicated. Still, for quite a while and across a range of genres, filmmakers have imagined entire films recording a character’s optical/ auditory experience directly, in “first-person,” so to speak.

Again, it’s useful to recognize two variants of this narrational strategy. One we can call immediate—experiencing the action as if we stood in the character’s shoes. In the late 1920s, the great documentary filmmaker Joris Ivens tried to make what he called his I-film, which would record exactly what a character saw when riding a bike, drinking a glass of beer, and the like. He was dismayed to find that bouncing and swiveling the camera as if it were a human eye ignored the fact that in real life, our perceptual systems correct for the instabilities of sensation. Ivens abandoned the project, but evidently he couldn’t get the notion out of his head; he called his autobiography The Camera and I. (2)

Hollywood’s most strict and most notorious example of directly subjective narration is Robert Montgomery’s Lady in the Lake (1947). Its strangeness reminds us of some inherent challenges in this approach. How do you show the viewer what your protagonist looks like? (Have him pass in front of mirrors.) How do you skip over the boring bits? (Have your hero knocked unconscious from time to time.) How do you hide the inevitable cuts? (Try your best.) Even Montgomery had to treat the subjective sequences as long flashbacks, sandwiched within scenes of the hero in his office in the present telling us what he did next.

Because of these problems, a sustained first-person immediate narration is pretty rare. The best compromise, exploited by Hitchcock in many pictures and especially in Rear Window (1954), is to confine us to a single character’s experience by alternating “objective” shots of the character’s action with optical point-of-view shots of what s/he sees.

What I’m calling immediate optical point of view is just that: sight (and sounds) picked up directly, without a recording mechanism between the story action and the character’s experience. But we can also have mediated first-person point of view. The character uses a recording technology to give us the story events.

In a brilliant essay on the documentary Kon-Tiki (1950), André Bazin shows that our knowledge of how Thor Heyerdahl filmed his raft voyage lends an unparalleled authenticity to the action. Heyerdahl and his crew weren’t experienced photographers and seem to have taken along the 16mm camera as an afterthought, but the very amateurishness of the enterprise guaranteed its realism. Its imperfections, often the result of hazardous conditions, were themselves testimony to the adventure. When the men had to fight storms, they had no time to film; so Bazin is able to argue, with his inimitable sense of paradox, that the absence of footage during the storm is further proof of the event. If we were given such footage, we might wonder if it was staged afterward.

How much more moving is this flotsam, snatched from the tempest, than would have been the faultless and complete report offered by an organized film. . . . The missing documents are the negative imprints of the expedition. (3)

What about fictional events? In the 1960s we started to see fiction films that presented themselves as recordings of the events as the camera operator experienced them. One early example is Stanton Kaye’s Georg (1964). The first shot follows some infantrymen into battle, but then the framing wobbles and the camera falls to earth. We see a tipped angle on a fallen solider and another infantryman approaches.

He bends toward us; the frame starts to wobble and we are lifted up. On the soundtrack we hear, “I found my camera then.”

The emergence of portable equipment and cinema-verite documentary seems to have pushed filmmakers to pursue this narrational mode in fiction. One result was the pseudo-documentary, which usually doesn’t present the story as a single person’s experience but rather as a compilation of first-person observations. Peter Watkins’ The War Game (1967) presents itself as a documentary shot during a nuclear war, and it contains many of the visual devices that would come to be associated with the mediated format—not only the flailing camera but the face-on interview and the chaotic presentation of violent action. There’s also the pseudo-memoir film, pioneered in David Holzman’s Diary (1967). Later examples of the pseudo-documentary are Norman Mailer’s Maidstone (1971) and the combat movie 84 Charlie MoPic (1989). (4)

As lightweight 16mm cameras made filming easier, directors adapted that look and feel to fictional storytelling. The arrival of ultra-portable digital cameras and cellphones has launched a similar cycle. Brian DePalma’s Redacted (2007), yet another war film, has exploited the technology for docudrama. A digital equivalent of David Holzman’s Diary, apart from Webcam and YouTube material, is Christoffer Boe’s Offscreen (2006), which I discussed here.

Interestingly, Orson Welles pioneered both the immediate and the mediated subjective formats. One of his earliest projects for RKO was an adaptation of Heart of Darkness, in which the camera was to represent the narrator Marlowe’s optical perspective throughout. (5) Welles had more success with the mediated alternative, though in audio form. His “War of the Worlds” radio broadcast mimicked the flow of programming and interrupted it with reports of the aliens’ attack. The device was updated for television in the 1983 drama Special Bulletin.

Sticking to the rules

Cloverfield, then, draws on a tradition of using technologically mediated point-of-view to restrict our knowledge. Like The Blair Witch Project (1999), it does this with a horror tale. But it’s also a Hollywood movie, and it follows the norms of that moviemaking mode. So the task of Reeves, producer J. J. Abrams, and the other creators is to fit the premise of video recording to the demands of classical narrative structure and narration. How is this done?

First, exposition. The film is framed as a government SD video card (watermarked DO NOT DUPLICATE), the remains of a tape recovered from an area “formerly known as Central Park.” This is a modern version of the discovered-manuscript convention familiar from the nineteenth-century novel. When the tape starts, showing Rob with Beth in happy times, its read-out date of April plays the role of an omniscient opening title. In the course of the film, the read-outs (which come and go at strategic moments) will tell us when we’re in the earlier phase of their love affair and when we’re seeing the traumatic events of May.

Likewise, the need for exposition about characters and relationships at the start of the film is given through a basic premise. Jason wants to record Rob’s going-away-party and he presses Rob’s friend Hud into service as the cameraman. Off the bat, Hud picks out our main characters in video portraits addressed to Rob. What follows indicates that Hud will be amazingly prescient: His camera dwells on the characters who will be important in the ensuing action.

Next, overall structure. The Cloverfield tape conforms to the overarching principles that Kristin outlines in Storytelling in the New Hollywood and that I restated in The Way Hollywood Tells It. (Another example can be found here.) A 72-minute film won’t have four large-scale parts, most likely two or three. As a first approximation, I think that Cloverfield breaks into:

*A setup lasting about 30 minutes. We are introduced to all the characters before the monster attacks. Our protagonists flee to the bridge, where Jason dies. Near the end of this portion, Rob gets a call from Beth, and he formulates the dual goals of the film: to escape from the creature, and to rescue Beth. Along the way, Hud declares he’s going to record it all: “People are gonna know how it all went down. . . . It’s gonna be important.”

*A development section lasting about 22 minutes. This is principally a series of delays. Rob, Hud, Lily, and Marlena encounter obstacles. Marlena falls by the wayside. They are given a deadline: At 0600 they must meet the last helicopters leaving Manhattan.

*A climax lasting about 20 minutes. The group rescues Beth and meets the choppers, but the one carrying Rob, Hud, and Beth falls afoul of the beast. They crash in Central Park, and Hud is killed, his camera recording his death at the jaws of the monster. Huddled under a bridge, Rob and Beth record a final video testimonial before an explosion cuts them off.

*An epilogue of one shot lasting less than a minute: Rob and Beth in happier times on the Ferris wheel at Coney Island—a shot left over from the earlier use of the tape in April.

Next, local structure and texture. It takes a lot of artifice to make something look this artless. The imagery is rich and vivid, the sharpest home video you ever saw. The sound is pure shock-and-awe, bone-rattling, with a full surround ambience one never finds on a handicam. (6) Moreover, Hud is remarkably lucky in catching the turning points of the action. All the characters’ intimate dramas are captured, and Hud happens to be on hand when the head of Miss Liberty hurtles down the street.

Bazin points out that in fictional films the ellipses are cunning gaps, carefully designed to fulfill narrative ends—not portions left out because of the physical conditions of the shoot. Here the cunning gaps are justified as constrained by the physical circumstances of filming. When Hud doesn’t show something, it’s usually because it’s what the genre considers too gross, so the worst stretches take place in darkness, or offscreen, or strategically shielded by a prop when the camera is set down.

Mostly, though, Hud just shows us the interesting stuff. He turns on the camera just before something big happens, or he captures a disquieting image like that of the empty Central Park carriage.

At least once, the semi-documentary premise does yield something evocative of the Kon-Tiki film. Hud has to leap from one building to another, many stories above the street. He turns the camera on himself: “If this is the last thing you see, then I died.” He hops across, still running the camera, but when a rocket goes off nearby, a sudden cut registers his flinch. For an instant out of sheer reflex, he turned off the camera.

Overall, Hud’s tape respects the flow of classical film style. Unlike the Lady in the Lake approach, the mediated POV format doesn’t have a problem with cuts; any jump or gap is explained as a moment when the operator switched off the camera. Most of Hud’s “in-camera” cuts are conventional ones, skipping over a few inconsequential stretches of time. There are as well plenty of hooks between scenes. (For more on hooks, go here.) Hud says: “I’ll walk in the tunnels.” Cut to characters walking in the tunnels. More interestingly, visible cuts are rare, which again respects the purported conditions of filming. Cloverfield has much longer takes than any recent Hollywood film I know. I counted only about 180 shots, yielding an average of 24 seconds per shot (in a genre in which today’s films average 2-5 seconds per shot).

The digital palimpsest

We could find plenty of other ways in which Cloverfield adapts the handicam premise to the Hollywood storytelling idiom. There are the product placements that just happen to be part of these dim yuppies’ milieu. There are the character types, notably the sultry Marlena and the hero’s weak friend who’s comically a little slow. There’s the developing motif of the to-camera addresses, with Rob and Beth’s final monologues to the camera counterbalancing the party testimonials in the opening. There’s the final romantice exchange: “I love you.” “I love you.” The very last shot even includes a detail that invites us to re-view the entire movie, at the theatre or on DVD. But let me close by noting how some specific features of digital video hardware get used imaginatively.

I’ve already mentioned how the viewfinder date readout allows us to keep the time structure clear. There’s also the use of a night-vision camera feature to light up those spidery parasites shucked off by the big guy. Which scares you more—to glimpse the pinpoint eyes of critters skittering around you in the dark, or to see them up close in a sickly green light?

More teasing is the fact, set up in the first part, that this video is being recorded over an old tape of Rob’s. That’s what turns the opening sequence of Rob and Beth in May into a prologue: the tape wasn’t rewound completely for recording the party. Later, at intervals, fragments of that April footage reappear, apparently through Hud’s inadvertently advancing the tape. The snippets functions as flashbacks, showing Rob and Beth going to Coney Island and juxtaposing their enjoyable day with this horrendous night.

Cleverly, on the tape that’s recording the May disaster something always prepares the audience for the shift. For instance, when Jason hands the camera over, we hear Hud say, “I don’t even know how to work this thing.” Cut to an April shot of Beth on the subway, suggesting that he’s advanced fast forward without shooting. Likewise, when Rob says, “I had a tape in there,” we cut to another April shot of Beth. As a final fillip, the footage taken in May halts before the tape ends, so we get the epilogue showing Rob and Beth on the Ferris wheel in April, emerging like figures in a palimpsest.

No less clever, but also a little poignant, is the use of the fallen-camera convention. It appears once when Beth has to be extricated from her bed. Hud sets the camera down by a concrete block in her bedroom, which conceals her agony. More striking is the shot when the camera, dropped from Hud’s hand, lies in the grass, and the autofocus device oscillates endlessly, straining to hold on his lifeless face.

In sum, the filmmakers have found imaginative ways of fulfilling traditional purposes. They show that the look and feel of digital video can refresh genre conventions and storytelling norms. So why not for the sequel show the behemoth’s attack from still other characters’ perspectives? This would mobilize the current conventions of the narrative replay and the companion film (e.g., Eastwood’s Iwo Jima diptych). Reeves says:

The fun of this movie was that it might not have been the only movie being made that night, there might be another movie! In today’s day and age of people filming their lives on their iPhones and Handycams, uploading it to YouTube. . . .

So the Dead Zone of January through March yields another hopeful monster. What about next month’s Vantage Point? The tagline is: 8 Strangers. 8 Points of View. 1 Truth. Hmmm. . . . Combining the network narrative with Rashomon and a presidential assassination. . . . Bet you video recording is involved . . . . See you there?

PS: At my local multiplex, you’re greeted by a sign: WARNING: CLOVERFIELD MAY INDUCE MOTION SICKNESS. I thought this was just the theatre covering itself, but I’ve learned that no recent movie, not even The Bourne Ultimatum, has had more viewers going giddy and losing their lunch. You can read about the phenomenon here, and Dr. Gupta weighs in here. My gorge can rise when a train jolts, but I had no problems with two viewings of Cloverfield, both from third row center.

Anyhow, it will be perfectly easy to watch on your cellphone. But we should expect to see at least one pirate version shot in a theatre by someone who’s fighting back the Technicolor yawn, giving us more Queasicam than we bargained for.

(1) The only period that rivals this slow winter stretch is mid-August to October, when genre fare gets pushed out to pick up on late summer business. [Added 26 January:] There are, I should add, two desirable weekends in the first quarter, those around Martin Luther King’s birthday and Presidents’ Day. Studios typically aim their highest-profile winter releases (e.g., Black Hawk Down, 2001) for those weekends.

(2) Joris Ivens, The Camera and I (New York: International Publishers, 1969), 42.

(3) André Bazin, “Cinema and Exploration,” What Is Cinema? Vol. 1, trans. and ed. Hugh Gray (Berkeley: University of California Press, 1967), 162.

(4) Not all pseudodocumentaries present themselves as records of a person’s observation. Milton Moses Ginsberg’s Coming Apart (1969) presents itself as an objective record, by a hidden camera, of a psychiatrist’s dealings with his patients. Like a surveillance camera, it doesn’t purport to embody anybody’s point of view.

(5) Jonathan Rosenbaum, Discovering Orson Welles (Berkeley: University of California Press, 2007), 28-48.

(6) For Kevin Martin’s informative account of the film’s polished lighting and high-definition video capture, go here (and scroll down a bit). For discussions of contemporary sound practices in this genre, see William Whittington’s Sound Design in Science Fiction (Austin: University of Texas Press, 2007).

PS: Thanks to Corey Creekmur for correcting two slips in my initial post!

PPS 28 January: Lots of Internet buzz about the film since I wrote this. Thanks to everyone who linked to this post, and special thanks for feedback from John Damer and James Fiumara.

Some people have asked me to comment on the social and cultural implications of Cloverfield’s references to 9/11. At this point I think that genre cinema has dealt more honestly and vividly with the traumas and questioning around this horrendous event than the more portentous serious dramas like United 93, World Trade Center, and the TV show The Road to 9/11.

The two most intriguing post-9/11 films I know are by Spielberg. The War of the Worlds gives a really concrete sense of what a hysterical America under attack might be like, warts and all. (It reminded me of a TV show I saw as a kid, Alas, Babylon (1960), a surprisingly brutal account of nuclear-war panic in suburbia.) Spielberg’s underrated The Terminal reminds us, despite its Frank Capra optimism, that the new Security State is run by bureaucrats with fixed agendas and staffed by overworked people of color, some themselves exiles and immigrants.

I think that Cloverfield adds its own dynamic sense of how easily the entitlement culture of upwardly mobile twentysomethings can be shattered. Genre films carry well-established patterns and triggers for feelings, and a shrewd filmmaker can channel them for comment on current events—as we see in the changing face of Westerns and war films in earlier phases of Hollywood history.

On this point, Cinebeats offers some shrewd responses to criticisms of Cloverfield here.

Finally: In the new Creative Screenwriting an informative piece (not available online) indicates that the initial logline for Vantage Point on imdb is misleading. Screenwriter Barry Levy planned to present the assassination from seven points of view, but reduced that to six. As for my speculation that video recording/replay would be involved, a production still seems to offer some evidence. Shall we call it the Cloverfield effect? The same issue of CS has a brief piece on the script for Cloverfield.

PPS 30 January: Shan Ding brings me another story about the making of Cloverfield, and Reeves is already in talks for a sequel, says Variety.

PPPS 4 February: A recent story in The Hollywood Reporter offers a nuanced account of how Hollywood is rethinking its first-quarter strategies. Across the last 4-5 years, a few big releases have done fairly well between January and April; a high-end film looks bigger when there is less competition. The author, Steven Zeitchik, suggests that the heavy packing of the May-August period and the need for a strong first weekend are among the factors that will encourage executives to spread releases through the less-trafficked months. I hope, though, that tonier fare won’t crowd out the more edgy, low-end genre pieces that bring me in.

PPPPS 8 February: How often has a wounded Statue of Liberty featured in the apocalyptic scenarios of comics and the movies? Lots, it turns out. Gerry Canavan explains here.